Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaekwan Solomon Kim | 4206080 | 4 | 12/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Lang Fetterman | 2053684 | 2 | 12/05/2017 | Customer Dispute | Denied | $280,000.00 | $0.00 | See FINRA Report |
| Alexander M Kalemba | 7408141 | 1 | 11/30/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heidi Lynne Shelton-Grimes | 6043379 | 2 | 11/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dina S Fernandes | 5263724 | 3 | 11/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Lamar Walther | 6575993 | 1 | 11/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garneth C Ramos | 4942088 | 4 | 10/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Olajuwon O Olaleye | 4516521 | 3 | 10/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Olajuwon O Olaleye | 4516521 | 3 | 10/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Olajuwon O Olaleye | 4516521 | 3 | 10/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |