Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Michael Hess | 734166 | 3 | 12/22/2017 | Customer Dispute | Award / Judgment | $310,332.00 | $173,202.00 | See FINRA Report |
| Ariel Krystine Santana | 6469282 | 4 | 12/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariel Krystine Santana | 6469282 | 4 | 12/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 12/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Ann Sodervick | 2269268 | 5 | 12/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke K Crownover | 7367170 | 1 | 12/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter J Seminara | 4260621 | 1 | 12/14/2017 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Nicolas German Boker | 5089029 | 1 | 12/14/2017 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 12/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Dean Montgomery | 2907130 | 2 | 12/12/2017 | Customer Dispute | Denied | $128,000.00 | $0.00 | See FINRA Report |