Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Wayne Swagerty | 2564215 | 1 | 01/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuella Farias Frota | 5940033 | 6 | 01/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuella Farias Frota | 5940033 | 6 | 01/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yeimi Marfil | 5231381 | 1 | 01/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Rexford Briscoe | 6129325 | 3 | 01/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Rexford Briscoe | 6129325 | 3 | 01/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Marotto | 5473140 | 1 | 01/02/2018 | Customer Dispute | Denied | $220,000.00 | $0.00 | See FINRA Report |
| Gloria Luz Aneiros | 4800700 | 6 | 12/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 12/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jack Winfield Graves | 1349955 | 12 | 12/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |