Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cara Michelle Paynter | 4687406 | 1 | 02/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ikaika Smith | 7741761 | 7 | 02/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Gregory Young | 2282855 | 7 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Taylor Mitchell | 1271596 | 5 | 01/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Monatlik | 705932 | 5 | 01/27/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christie Marie Leibel | 7328572 | 1 | 01/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuella Farias Frota | 5940033 | 6 | 01/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colin Edward Hammer | 4034070 | 5 | 01/22/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Scerra | 1200076 | 1 | 01/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Grimes Hart | 1766759 | 1 | 01/17/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |