Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaekwan Solomon Kim | 4206080 | 4 | 02/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Coronel | 2126831 | 8 | 02/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Brian Duffy | 7303358 | 2 | 02/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaekwan Solomon Kim | 4206080 | 4 | 02/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ikaika Smith | 7741761 | 7 | 02/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Owen Sneed | 6712932 | 1 | 02/11/2018 | Customer Dispute | Denied | $47,246.00 | $0.00 | See FINRA Report |
| Brian R Kauffman | 3257332 | 1 | 02/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikolas Marshal Barr | 5148394 | 1 | 02/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Joseph Goodreault | 3121930 | 1 | 02/06/2018 | Customer Dispute | Settled | $17,216.90 | $0.00 | See FINRA Report |
| Landon Paul Pooley | 7291322 | 1 | 02/05/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |