Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Garcia | 2281514 | 23 | 03/21/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William E Schwartz | 2978124 | 6 | 03/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Judson Howard Rodman | 1095370 | 1 | 03/18/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James J Diaz | 6277700 | 4 | 03/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Anne Nilsen | 2634740 | 3 | 03/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Willer | 467367 | 1 | 03/14/2018 | Customer Dispute | Award / Judgment | $667,725.00 | $0.00 | See FINRA Report |
| Vincent J Sommese | 7419528 | 1 | 03/10/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Paul Newman | 1101109 | 2 | 03/07/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph M Reilly | 4048292 | 2 | 03/06/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Fronswar Campbell | 7591220 | 2 | 03/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |