Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan W Zielinski | 7624627 | 8 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul William Mayer | 1251247 | 3 | 04/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Edward Rozema | 2073533 | 1 | 04/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Austyn A Hennings | 7388639 | 1 | 04/08/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anna Halton-Yaschur | 1640597 | 6 | 04/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Gregory Young | 2282855 | 7 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Gregory Young | 2282855 | 7 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian K Peters | 7222700 | 3 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Brooks Laquey | 3131514 | 1 | 03/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Omar Martinez Chavez | 5195893 | 3 | 03/28/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |