Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sally Ann Weger | 2591057 | 6 | 05/03/2018 | Customer Dispute | Denied | $28,305.40 | $0.00 | See FINRA Report |
| Brandie S Larsen | 6031374 | 1 | 05/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martyn Joseph Ballestero | 5693825 | 2 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Kristin Defer | 7004759 | 1 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Diane Flieder | 1375774 | 4 | 04/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Steck | 1094342 | 7 | 04/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincent Ruiz | 6211218 | 1 | 04/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaekwan Solomon Kim | 4206080 | 4 | 04/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elexis Winbush | 6896892 | 1 | 04/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alex Muscati | 2311373 | 8 | 04/13/2018 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |