Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Na'Im Ajai Hurst | 7811826 | 1 | 12/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Louis Galasso | 1917802 | 1 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Glen Allen Simmonds | 4794821 | 1 | 12/20/2023 | Customer Dispute | Settled | $43,375.10 | $0.00 | See FINRA Report |
| Catherine J Calandra | 5973725 | 1 | 12/19/2023 | Customer Dispute | Denied | $43,586.20 | $0.00 | See FINRA Report |
| Tricia A Zelinka | 4135062 | 1 | 12/14/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nikolai Taylor | 2510427 | 4 | 12/13/2023 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Philip David Stair | 4645877 | 2 | 12/11/2023 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Donald Ivan Zabudsky | 2644777 | 1 | 12/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alyce W Weixler | 2559926 | 1 | 12/07/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Marci Anne Coots | 5584723 | 1 | 12/07/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |