Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael C Marra | 5540588 | 1 | 05/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William E Schwartz | 2978124 | 6 | 05/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrenia Kea | 2784348 | 1 | 05/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerard Michael Olsen | 1530758 | 1 | 05/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ikaika Smith | 7741761 | 7 | 05/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert N Newman | 4237176 | 7 | 05/10/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ayorinde Akinwande | 6949369 | 3 | 05/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 05/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Trevor Oneil Yates | 6628926 | 1 | 05/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Jean MacKay | 2440146 | 3 | 05/03/2018 | Customer Dispute | Denied | $28,305.40 | $0.00 | See FINRA Report |