Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Catherine P Megna | 6892652 | 1 | 06/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy A Tamblyn | 2752647 | 6 | 06/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dominick J Delpozzo | 6976828 | 1 | 06/12/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karma Elizabeth May | 4491160 | 2 | 06/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vladislav Madatov | 2661402 | 2 | 06/04/2018 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Christopher Charles Sherman | 2233839 | 3 | 06/01/2018 | Customer Dispute | Award / Judgment | $32,550.00 | $0.00 | See FINRA Report |
| Jonathan Ross Fladell | 4986647 | 3 | 05/31/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brittanie Loraine Crayne | 6877882 | 1 | 05/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 05/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sunny S Krishnani | 5691706 | 1 | 05/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |