Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Willard Ross | 4456842 | 1 | 07/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manuella Farias Frota | 5940033 | 6 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Marano | 1845863 | 3 | 07/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Littlefield | 4597109 | 1 | 07/10/2018 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Shanon Ivy Swanson | 7054183 | 1 | 07/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Arthur Lifferth | 5913868 | 3 | 07/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| C Noel Williams | 2540177 | 4 | 07/09/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Trey Richard Cook | 6250102 | 1 | 07/02/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Byron David Hood | 1313550 | 3 | 06/26/2018 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Ikaika Smith | 7741761 | 7 | 06/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |