Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Taylor Mitchell | 1271596 | 5 | 08/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Taylor Mitchell | 1271596 | 5 | 08/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Taylor Mitchell | 1271596 | 5 | 08/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric J Werner | 5973952 | 1 | 08/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frances Terkowitz Goldstein | 715632 | 4 | 08/03/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernest Madyun | 6965506 | 1 | 08/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Roberto Nunez | 6164564 | 1 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meilue Vang | 5035113 | 3 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel David Levin | 7207879 | 3 | 07/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Perry Clark Lee | 1228655 | 7 | 07/24/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |