Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Marini | 5250716 | 1 | 08/17/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Amy A Tamblyn | 2752647 | 6 | 08/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy A Tamblyn | 2752647 | 6 | 08/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy A Tamblyn | 2752647 | 6 | 08/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben Orlando Rubio | 7002862 | 2 | 08/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Degenhardt | 2351565 | 1 | 08/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David R Garcia | 2281514 | 23 | 08/14/2018 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Nikolous Jere Lenhart | 6872564 | 1 | 08/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Drew Martin Reinhardt | 1457827 | 4 | 08/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul C Doherty | 2617821 | 1 | 08/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |