Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jenneth Allison Mills | 7198142 | 4 | 09/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenneth Allison Mills | 7198142 | 4 | 09/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Hill | 6819253 | 1 | 09/14/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul J Abeln | 5979096 | 4 | 09/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Salvatore M Cassar | 6289608 | 3 | 09/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Schaeffer | 4412669 | 1 | 09/10/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexander James Mayer | 5996542 | 1 | 09/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amina Ruth Adams | 3154271 | 1 | 09/05/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Gregory Young | 2282855 | 7 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Gregory Young | 2282855 | 7 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |