Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Garcia | 2281514 | 23 | 10/01/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Elijah Outen | 3180401 | 3 | 09/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christina L Large | 5325546 | 1 | 09/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Diane Flieder | 1375774 | 4 | 09/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Brice Garcia | 2693808 | 1 | 09/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph A Michael | 3222880 | 1 | 09/20/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bruce Juan Robinson | 7201724 | 9 | 09/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Rulison | 407131 | 5 | 09/18/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jenneth Allison Mills | 7198142 | 4 | 09/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenneth Allison Mills | 7198142 | 4 | 09/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |