Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Martin Kelley | 2237590 | 3 | 10/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Keith Brown | 4432712 | 1 | 10/11/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Brian Pence | 359667 | 3 | 10/10/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wesley Brandon Woods | 5424804 | 1 | 10/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dupree D Johnson | 5361560 | 1 | 10/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul J Abeln | 5979096 | 4 | 10/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeremy P Appleton | 3276192 | 1 | 10/02/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon William Ortel | 3076040 | 1 | 10/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Gregory Young | 2282855 | 7 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Gregory Young | 2282855 | 7 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |