Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Jeffrey Jacobs | 840728 | 3 | 10/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Jeffrey Jacobs | 840728 | 3 | 10/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexander D Hoy | 6395263 | 1 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory H Roth | 1672320 | 4 | 10/25/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John D Moreno | 5111456 | 1 | 10/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Jarvis | 1585921 | 2 | 10/23/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Brian Kman | 4867784 | 1 | 10/23/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Demitri G Galvan | 7440535 | 1 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Dailey | 6609473 | 1 | 10/19/2018 | Customer Dispute | Closed-No Action | $4,500.00 | $0.00 | See FINRA Report |
| David Ross Schaeffer | 1961413 | 2 | 10/15/2018 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |