Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony V Queiroz Silva | 7285243 | 5 | 01/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian C Pfeifler | 2083301 | 2 | 01/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Olette Bijoux | 5141444 | 3 | 01/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamal N Cox | 7630395 | 3 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Drew Martin Reinhardt | 1457827 | 4 | 01/11/2024 | Customer Dispute | Denied | $54,273.00 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 11 | 01/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew S Robins | 5523689 | 1 | 01/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Henry Lauder | 4776128 | 1 | 12/29/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian C Pfeifler | 2083301 | 2 | 12/29/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dalia F Botero | 3185590 | 1 | 12/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |