Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kyle Chudom | 1193778 | 1 | 03/14/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Stephen Joseph Martin | 2079010 | 1 | 01/30/2001 | Customer Dispute | Withdrawn | $2,000,000.00 | $0.00 | See FINRA Report |
James Edward Graves | 2643578 | 1 | 10/03/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Anthony Michael Felice | 2817845 | 1 | 08/18/2000 | Customer Dispute | Withdrawn | $8,129.06 | $0.00 | See FINRA Report |
Raul Alberto Delaguardia | 1170174 | 2 | 07/07/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Randy Allen Riblett | 1222558 | 2 | 03/08/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Raymond Brent Crandal | 826743 | 4 | 01/12/2000 | Customer Dispute | Withdrawn | $164,000.00 | $0.00 | See FINRA Report |
Timothy Paul Newman | 1101109 | 2 | 11/25/1998 | Customer Dispute | Withdrawn | $84,000.00 | $0.00 | See FINRA Report |
Michael Eugene Stanfield | 2274141 | 1 | 10/13/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |