Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Vladimirovich Cherniak | 2437501 | 4 | 04/29/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Peter Gerard Smith | 1735727 | 4 | 03/19/2002 | Customer Dispute | Withdrawn | $175,000.00 | $0.00 | See FINRA Report |
| M Thad Estes | 1914752 | 1 | 01/15/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Chad G Reibman | 2245627 | 3 | 01/08/2002 | Customer Dispute | Withdrawn | $160,000.00 | $0.00 | See FINRA Report |
| James Tracy Stines | 1175075 | 2 | 12/05/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ira Howard Mark | 2154080 | 4 | 11/28/2001 | Customer Dispute | Withdrawn | $13,911.30 | $0.00 | See FINRA Report |
| Henry Patrick Keating | 2169507 | 3 | 07/05/2001 | Customer Dispute | Withdrawn | $12,451.80 | $0.00 | See FINRA Report |
| W Lawrence Oakley | 2042348 | 1 | 07/02/2001 | Customer Dispute | Withdrawn | $120,000.00 | $0.00 | See FINRA Report |
| Judy W Lev | 1106636 | 5 | 05/22/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Douglas Ellwood Woolley | 2158996 | 6 | 05/21/2001 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |