Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michelle Ashley Hart | 2332375 | 5 | 04/12/2007 | Customer Dispute | Withdrawn | $24,000.00 | $0.00 | See FINRA Report |
Susan E Gnall | 2480654 | 1 | 03/05/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Valerie A Cameron | 1294049 | 1 | 01/31/2007 | Customer Dispute | Withdrawn | $22,000.00 | $0.00 | See FINRA Report |
Lisa Taranto Schiffer | 1629293 | 2 | 03/10/2006 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
Joseph Paul Ganun | 2358305 | 4 | 12/12/2005 | Customer Dispute | Withdrawn | $8,500.00 | $0.00 | See FINRA Report |
Michael John Zahn | 855393 | 3 | 10/28/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Joseph Gary D'Ambrisi | 1253873 | 1 | 06/21/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
J Scott Whitmore | 2371641 | 2 | 01/05/2004 | Customer Dispute | Withdrawn | $5,533.95 | $0.00 | See FINRA Report |
Raymond Brent Crandal | 826743 | 4 | 11/25/2003 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
Charles John McNamara | 2296586 | 4 | 06/04/2003 | Customer Dispute | Withdrawn | $38,533.20 | $0.00 | See FINRA Report |