Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Moffitt Traynor | 449006 | 3 | 08/19/2011 | Customer Dispute | Withdrawn | $1,100,000.00 | $0.00 | See FINRA Report |
| Kevin Allen Johnson | 4237715 | 3 | 03/28/2011 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Francis Moffitt Traynor | 449006 | 3 | 03/17/2011 | Customer Dispute | Withdrawn | $204,000.00 | $0.00 | See FINRA Report |
| Palmer Craig Scarritt | 2457882 | 1 | 03/17/2011 | Customer Dispute | Withdrawn | $204,000.00 | $0.00 | See FINRA Report |
| Daniel Hale Sears | 2191530 | 3 | 02/11/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Andrew Barry Schultz | 2084168 | 7 | 07/21/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Golan Yehuda | 2985340 | 1 | 05/18/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Morris Jones | 1238944 | 1 | 03/08/2010 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Allen Davis | 1649561 | 2 | 02/10/2010 | Customer Dispute | Withdrawn | $11,450,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Roth | 4382114 | 1 | 01/14/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |