Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marco Rodolfo Bigotti | 4626023 | 1 | 05/18/2017 | Customer Dispute | Withdrawn | $139,454.00 | $0.00 | See FINRA Report |
| Joseph Dante Verri | 2248270 | 2 | 07/08/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Dante Verri | 2248270 | 2 | 07/08/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Barry V Blalock | 5898656 | 1 | 02/07/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kimberly Michele Caggiano | 2939477 | 2 | 05/23/2013 | Customer Dispute | Withdrawn | $27,046.50 | $0.00 | See FINRA Report |
| Jose Miguel Pena | 3249428 | 1 | 02/19/2013 | Customer Dispute | Withdrawn | $675,000.00 | $0.00 | See FINRA Report |
| Douglas Cheston Berlin | 2748592 | 1 | 09/14/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Anthony Wykes | 3045914 | 1 | 04/03/2012 | Customer Dispute | Withdrawn | $249,000.00 | $0.00 | See FINRA Report |
| Donald Bruce Friedman | 2201719 | 1 | 10/18/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Deborah Johnston Denooy | 1526393 | 3 | 08/25/2011 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |