Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael W Butt | 1719917 | 1 | 12/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Albert Assalone | 1543828 | 1 | 12/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy G Jennings | 4553681 | 1 | 11/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy Daniel Budd | 34635 | 2 | 11/08/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ryan Andrew Young | 7341972 | 1 | 10/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael W Harris | 4583835 | 1 | 10/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Yvonne Lisa McGuire | 1498906 | 3 | 09/21/2021 | Customer Dispute | Settled | $140,098.00 | $0.00 | See FINRA Report |
| Jacob Gershon Shapira | 1890969 | 6 | 09/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy L Pfeffer | 6164697 | 1 | 08/24/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sylvia Herman Gort | 4368715 | 1 | 07/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |