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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 2,301 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alexa Marie Bridge6937780103/08/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Clifford Andres Gramer5150875203/03/2022Customer DisputeSettled$0.00$0.00See FINRA Report
David William Lewis1175193502/28/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Sherri Lynn Omdahl1913441102/15/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Kristopher Coleman Watts6336429102/15/2022Customer DisputeSettled$0.00$0.00See FINRA Report
David William Lewis1175193502/15/2022Customer DisputeSettled$44,342.00$0.00See FINRA Report
David William Lewis1175193502/15/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Craig Sherman Thistlethwaite2507050202/05/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Jonathan Korbin Dickson4287732201/25/2022Customer DisputeSettled$12,000.00$0.00See FINRA Report
Mark Christopher Payne6803556101/19/2022Customer DisputeSettled$15,531,600.00$0.00See FINRA Report

2,301 Results

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