Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Michael Kaplan | 809486 | 1 | 05/31/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harvey Katz | 265012 | 1 | 05/07/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Dwight Chapman | 44758 | 3 | 04/27/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Bork | 1449993 | 2 | 04/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Ernest Goss | 1001603 | 1 | 02/18/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Ivan Flynn | 869817 | 5 | 08/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Walter Tomasheski | 501934 | 1 | 02/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Biernat | 817429 | 1 | 01/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Peter Doumani | 71063 | 3 | 01/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Brennan | 29806 | 1 | 08/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |