Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nina Bryan Nitti | 1087137 | 3 | 03/08/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Alan Nostrand | 1205823 | 1 | 02/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Claude Matthews | 1003959 | 4 | 01/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Davis | 1029653 | 3 | 12/22/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Sharpe | 730905 | 1 | 10/24/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Dean Bronfman | 836754 | 4 | 08/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert C Knutson | 272788 | 4 | 07/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nina Bryan Nitti | 1087137 | 3 | 07/11/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Lawrence Galanti | 1308128 | 1 | 01/12/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Henry Grimsrud | 706842 | 1 | 11/17/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |