Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John David Burgraff | 1410273 | 5 | 07/08/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Charlton Dale Hombs | 2324074 | 1 | 06/24/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Ruven Randall Rodriguez | 1962795 | 1 | 06/13/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Brad Stephen Gaglione | 2472271 | 3 | 04/05/2002 | Customer Dispute | Pending | $50,114.00 | $0.00 | See FINRA Report |
Craig R Demaio | 2540112 | 2 | 01/24/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Daniel Joseph McDonald | 2574653 | 2 | 12/27/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Robert Allen Hickey | 2947030 | 5 | 10/23/2001 | Customer Dispute | Pending | $17,000.00 | $0.00 | See FINRA Report |
James Monroe Butler | 2826842 | 1 | 07/30/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Robert Charles Fairchild | 2219149 | 2 | 07/07/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Deborah Johnston Denooy | 1526393 | 3 | 04/23/2001 | Customer Dispute | Pending | $29,227.00 | $0.00 | See FINRA Report |