Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason W Wolter | 2934037 | 1 | 10/22/2019 | Customer Dispute | Pending | $5,468,900.00 | $0.00 | See FINRA Report |
| Michelle Lynn Lively | 2239163 | 1 | 10/18/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Bogatch | 1791399 | 2 | 10/10/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Amy M Fischer | 7148832 | 1 | 09/07/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Eugene Patrick Kenny | 1607203 | 1 | 07/10/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Greg Alexander Gangas | 1896408 | 3 | 04/04/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jennifer Burris | 6192027 | 1 | 01/07/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Holly Jane Dunbar | 4017241 | 3 | 05/25/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Mary Brousseau | 2195321 | 1 | 03/23/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Raphael Privitelli | 733924 | 2 | 07/17/2014 | Customer Dispute | Pending | $4,000,000.00 | $0.00 | See FINRA Report |