Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert S Stolar | 1881745 | 1 | 06/05/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Andrew Olson | 5635421 | 1 | 04/23/2020 | Customer Dispute | Pending | $108,888.00 | $0.00 | See FINRA Report |
| Max E Sanel | 5501158 | 1 | 04/23/2020 | Customer Dispute | Pending | $108,888.00 | $0.00 | See FINRA Report |
| Daniel Richard Smith | 3053940 | 3 | 04/23/2020 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Martin Chris Gruner | 2978088 | 2 | 04/13/2020 | Customer Dispute | Pending | $308,000.00 | $0.00 | See FINRA Report |
| Nicholas Anthony Rogers | 2509837 | 1 | 02/19/2020 | Customer Dispute | Pending | $50,050,400.00 | $0.00 | See FINRA Report |
| Jim Gary Stephenson | 1471634 | 1 | 02/19/2020 | Customer Dispute | Pending | $50,050,400.00 | $0.00 | See FINRA Report |
| Anacristina Blandon Estrada | 5806922 | 1 | 01/21/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alisa Marie Stearns | 3088202 | 4 | 12/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael John Galanti | 5736555 | 1 | 11/01/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |