Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Muse Layne | 4497721 | 1 | 11/01/2021 | Customer Dispute | Pending | $15,708,600.00 | $0.00 | See FINRA Report |
| Michael Kelley Spector | 2857657 | 1 | 11/01/2021 | Customer Dispute | Pending | $15,708,600.00 | $0.00 | See FINRA Report |
| Michael John Wagner | 4465334 | 3 | 11/01/2021 | Customer Dispute | Pending | $15,708,600.00 | $0.00 | See FINRA Report |
| Ron Keith Phillips | 2823393 | 6 | 10/14/2021 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| John Andrew Rochester | 2128760 | 2 | 10/13/2021 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Kathleen McNicholas Entwistle | 2832985 | 2 | 08/03/2021 | Customer Dispute | Pending | $2,433,080.00 | $0.00 | See FINRA Report |
| Thomas Clarke Octigan | 350953 | 3 | 07/30/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Errol Kenneth Furst | 1905685 | 2 | 06/29/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Carol Lynn Meyer | 1210357 | 2 | 05/13/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Devin P Marino | 5675947 | 1 | 03/18/2021 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |