Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Capobianco | 4064381 | 1 | 08/07/2023 | Customer Dispute | Pending | $168,000.00 | $0.00 | See FINRA Report |
| James Eric Monken | 5765921 | 2 | 07/24/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brad Russell Burton | 5956094 | 1 | 07/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Brian Kleiner | 4135180 | 3 | 07/13/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Raymond Eric Harrison | 6149374 | 1 | 07/11/2023 | Customer Dispute | Pending | $260,000.00 | $0.00 | See FINRA Report |
| Brian M Currie | 4795397 | 2 | 06/28/2023 | Customer Dispute | Pending | $70,283.30 | $0.00 | See FINRA Report |
| Chris Andrew Moyseos | 5584290 | 1 | 06/22/2023 | Customer Dispute | Pending | $585,000.00 | $0.00 | See FINRA Report |
| Alfred Richard Bozzo | 1403968 | 1 | 06/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Maury Edward Lomax | 4389255 | 2 | 06/21/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Damon Channing Stewart | 1794614 | 2 | 06/20/2023 | Customer Dispute | Pending | $1,667,000.00 | $0.00 | See FINRA Report |