Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence William Catena | 2037155 | 2 | 05/10/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Katie Catherine Beres | 2327935 | 1 | 05/09/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Hugh Cousins | 2150397 | 1 | 05/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Mark Furlong | 2860447 | 2 | 05/02/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Gallea | 713980 | 5 | 04/26/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Caryn Heather Alles | 4255618 | 1 | 04/18/2022 | Customer Dispute | Pending | $1,062,500.00 | $0.00 | See FINRA Report |
| Dana N Timchenko | 5540891 | 1 | 03/30/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Lawrence William Catena | 2037155 | 2 | 03/24/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Theodore William Byrer | 2980696 | 2 | 03/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Higgins | 2016375 | 1 | 03/08/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |