Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Max Veryl Elson | 4430278 | 1 | 03/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rosa V Leace | 5037363 | 1 | 03/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Freddie Dean Crandall | 1434783 | 1 | 03/01/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Ian Evan Fischler | 2923147 | 1 | 02/12/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Brice Washington | 6609813 | 2 | 02/12/2024 | Customer Dispute | Pending | $115,070.00 | $0.00 | See FINRA Report |
| Brian C Pfeifler | 2083301 | 2 | 01/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian C Pfeifler | 2083301 | 2 | 12/29/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Tricia A Zelinka | 4135062 | 1 | 12/14/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Philip David Stair | 4645877 | 2 | 12/11/2023 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Alyce W Weixler | 2559926 | 1 | 12/07/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |