Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon P Cohen | 5994953 | 1 | 10/21/2022 | Customer Dispute | Pending | $27,000.00 | $0.00 | See FINRA Report |
| Frank Peter Seminara | 2785718 | 1 | 10/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Wurzer | 2429427 | 1 | 10/05/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brent Stephen Bassler | 4758430 | 1 | 09/21/2022 | Customer Dispute | Pending | $26,794.30 | $0.00 | See FINRA Report |
| Joseph J Dugan | 1412880 | 2 | 09/15/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Leatrice Lashay Carey | 4052786 | 2 | 08/16/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Roberto A Vila | 2069554 | 2 | 08/03/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Alfonso Duarte Rioseco | 5969776 | 1 | 07/21/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Gallea | 713980 | 5 | 05/26/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann McGinley | 1104676 | 3 | 05/20/2022 | Customer Dispute | Pending | $94,978.00 | $0.00 | See FINRA Report |