Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jay Freiman | 726784 | 1 | 06/27/2024 | Customer Dispute | Pending | $6,561.10 | $0.00 | See FINRA Report |
| Traci Lynn Marchi | 3149504 | 1 | 06/27/2024 | Customer Dispute | Pending | $370,464.00 | $0.00 | See FINRA Report |
| Borami Yoon | 6864788 | 2 | 06/20/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Nicholas Charles Gomez | 6292160 | 1 | 06/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Barbara Blackwood | 7328570 | 1 | 05/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Michael Moriarity | 2263987 | 1 | 05/21/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Richard Sophia | 3222645 | 5 | 05/21/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Lucas R Mroz | 5725399 | 2 | 04/06/2024 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 04/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nikolai Taylor | 2510427 | 4 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |