Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Paul Ganun | 2358305 | 4 | 11/17/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kathleen McNicholas Entwistle | 2832985 | 2 | 11/15/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Neil Jeffrey Lerner | 836146 | 4 | 11/14/2022 | Customer Dispute | Pending | $27,775.00 | $0.00 | See FINRA Report |
| Jeffrey D. Peyser | 4535614 | 1 | 11/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Walter Chaing Lay Lim | 1747688 | 2 | 11/10/2022 | Customer Dispute | Pending | $673,000.00 | $0.00 | See FINRA Report |
| Horace McDonald Barker | 1639677 | 1 | 11/02/2022 | Customer Dispute | Pending | $1,608,880.00 | $0.00 | See FINRA Report |
| James E. Flood | 4252893 | 1 | 11/02/2022 | Customer Dispute | Pending | $35,246.00 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 9 | 10/31/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Clinton Edward Curtright | 5921560 | 1 | 10/25/2022 | Customer Dispute | Pending | $6,000,000.00 | $0.00 | See FINRA Report |
| Todd N Nuss | 5288692 | 1 | 10/24/2022 | Customer Dispute | Pending | $10,000,000.00 | $0.00 | See FINRA Report |