Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Francis Gannon | 1026077 | 2 | 06/18/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Lupia | 1379970 | 3 | 05/05/1999 | Customer Dispute | Pending | $19,076.50 | $0.00 | See FINRA Report |
| James M Miller | 2367230 | 1 | 08/28/1998 | Customer Dispute | Pending | $28,856.00 | $0.00 | See FINRA Report |
| Michael Scott Underwood | 2121307 | 3 | 07/20/1993 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Alan Hawks | 712333 | 2 | 03/25/1993 | Customer Dispute | Pending | $20,448.00 | $0.00 | See FINRA Report |
| Joseph Marvin Friedman | 1289532 | 1 | 04/01/1985 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Philip Francis Decarlo | 63546 | 3 | 11/20/1984 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |