Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karma Elizabeth May | 4491160 | 2 | 06/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul William Mayer | 1251247 | 3 | 04/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 02/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 02/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert John Coronel | 2126831 | 8 | 02/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Taylor Mitchell | 1271596 | 5 | 01/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christie Marie Leibel | 7328572 | 1 | 01/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 12/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 12/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 12/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |