Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dupree D Johnson | 5361560 | 1 | 10/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul J Abeln | 5979096 | 4 | 10/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ramon William Ortel | 3076040 | 1 | 10/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elijah Outen | 3180401 | 3 | 09/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Juan Robinson | 7201724 | 9 | 09/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul J Abeln | 5979096 | 4 | 09/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 08/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael John Degenhardt | 2351565 | 1 | 08/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul C Doherty | 2617821 | 1 | 08/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric J Werner | 5973952 | 1 | 08/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |