Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrice S Smith | 7422004 | 1 | 06/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Patrick McAlister | 2208193 | 1 | 05/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey William Weese | 7161108 | 5 | 04/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Marcellus Cooper | 1884733 | 4 | 04/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Charles Webb | 2900383 | 3 | 04/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Taylor Mitchell | 1271596 | 5 | 04/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Charles Webb | 2900383 | 3 | 01/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Toeanzar Markquack Norment | 4706478 | 2 | 11/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 11/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John D Moreno | 5111456 | 1 | 10/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |