Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark John Brennan | 1804302 | 19 | 02/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Olga Nobrega Pereira | 3047517 | 2 | 01/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leatrice Lashay Carey | 4052786 | 2 | 01/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 12/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michaella Grace Irvine | 6665102 | 1 | 10/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael George Kowal | 2424806 | 1 | 09/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karma Elizabeth May | 4491160 | 2 | 09/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert John Coronel | 2126831 | 8 | 09/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael David Frohman | 1823899 | 1 | 09/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephanie E Green | 4292069 | 2 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |