Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lauren R Luby | 6562907 | 2 | 10/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trevaughn M Williams | 7360576 | 1 | 07/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal A Teicher | 2577522 | 5 | 07/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lauren R Luby | 6562907 | 2 | 04/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul J Abeln | 5979096 | 4 | 01/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Agnes Fowler | 7477733 | 2 | 01/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon T Simmons | 7441338 | 2 | 12/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William M Morrison | 7000564 | 1 | 04/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachal T Sharpless Rich | 2774886 | 1 | 04/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan K Crooks | 7642819 | 2 | 03/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |