Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucy A Johnson | 3031225 | 2 | 09/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Charles Webb | 2900383 | 3 | 04/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachelle Ann West | 7003829 | 3 | 04/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Richardson | 1703320 | 1 | 04/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 03/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hipolita Y Garcia Piota | 7439258 | 1 | 03/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul J Abeln | 5979096 | 4 | 12/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 12/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Musso Kuhn | 4517816 | 5 | 12/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Nii Nartey | 7203206 | 1 | 10/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |