Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Elizabeth Scott | 5159324 | 3 | 10/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bethany A Miller | 6771397 | 2 | 07/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William M Morrison | 7000564 | 1 | 04/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachal T Sharpless Rich | 2774886 | 1 | 04/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter C Richardson | 2989191 | 4 | 03/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tiffany Claudine O'Toole | 2414654 | 3 | 03/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ari Richard Dardik | 2477594 | 3 | 02/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Bain Rogers | 4491297 | 2 | 02/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Olga Nobrega Pereira | 3047517 | 2 | 01/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leatrice Lashay Carey | 4052786 | 2 | 01/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |