Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sergio Andres Alvarez Vicuna | 5102061 | 3 | 05/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexandra Isabella Kennedy | 6047103 | 1 | 04/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Musso Kuhn | 4517816 | 5 | 04/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark A Willoughby | 7427867 | 1 | 04/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Musso Kuhn | 4517816 | 5 | 04/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry E Holmes | 5330703 | 1 | 03/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keishara Kyllie-Leigh Colby | 6815524 | 7 | 03/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Sean Keller | 2437118 | 3 | 12/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julian B Gurule | 6914363 | 2 | 11/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Gene Meece | 2768516 | 2 | 09/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |