Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Louis Galasso | 1917802 | 1 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tanita M Mobley | 6406258 | 2 | 10/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Scott Wingerter | 2741587 | 1 | 09/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Brent Maratea | 1278603 | 5 | 09/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Randolph Seligman | 418469 | 6 | 08/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Cremo | 1005649 | 4 | 08/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon William Johnson | 6771739 | 1 | 07/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Warren S Cohn | 2381937 | 8 | 05/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bernard Gilson | 1122485 | 2 | 05/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Olette Bijoux | 5141444 | 3 | 05/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |