Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Allen Maring | 1500005 | 3 | 08/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal A Teicher | 2577522 | 3 | 07/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Wright MacDowell | 2261251 | 1 | 05/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Thomas Talpey | 5232749 | 1 | 05/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jay Solomon | 1060442 | 7 | 01/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Napoleon Keel | 6041140 | 2 | 01/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francine Juanita Torres | 5338824 | 5 | 01/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul J Abeln | 5979096 | 5 | 01/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Agnes Fowler | 7477733 | 2 | 01/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christina Marie Batson | 5677946 | 3 | 11/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |