Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nacole Darlene Carson | 3061635 | 2 | 06/28/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen M Carroll | 2546839 | 4 | 06/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen M Carroll | 2546839 | 4 | 04/21/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Thomas Tracey | 2140237 | 2 | 02/01/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Floyd Alford Robinson | 401589 | 1 | 10/23/1975 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laura Lee Kuechler | 1037194 | 2 | 11/30/-0001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |