Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Landon Livingston | 4918588 | 2 | 08/19/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nancy Rae Wickham | 2236960 | 4 | 04/18/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 10/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 10/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen M Carroll | 2546839 | 4 | 08/06/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 04/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 04/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 02/22/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Cole Discount | 2451347 | 2 | 08/21/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Cole Discount | 2451347 | 2 | 03/08/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |