Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angela G Rogers | 3202320 | 1 | 03/11/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mirtha Yocasta Pujols | 1560092 | 1 | 02/03/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Nicholas Suger | 4732554 | 1 | 05/01/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Denise Marie Geyer | 5084762 | 1 | 04/22/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan J Rutchik | 4175495 | 1 | 07/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlon Frederick Travis | 4134003 | 2 | 08/30/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maura Elizabeth Gill | 4253004 | 1 | 05/06/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori E Slater | 2478691 | 4 | 09/09/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen M Carroll | 2546839 | 4 | 06/12/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Landon Livingston | 4918588 | 2 | 10/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |