Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adriana Villegas Estevez | 2675583 | 1 | 12/21/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin B Farr | 5467737 | 2 | 10/29/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martyn Joseph Ballestero | 5693825 | 2 | 08/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elijah Outen | 3180401 | 3 | 06/28/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Myron Nevil Johnson | 5127543 | 2 | 05/30/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fortunato D Vega | 5201113 | 1 | 01/15/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori E Slater | 2478691 | 4 | 10/17/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elijah Outen | 3180401 | 3 | 09/12/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark William Korlishin | 1336523 | 2 | 06/20/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard C Tanner | 4133158 | 1 | 06/10/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |