Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nacole Darlene Carson | 3061635 | 2 | 02/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jackier O Hurtado | 1444186 | 3 | 01/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlon Frederick Travis | 4134003 | 2 | 10/02/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Allen Hovan | 707715 | 2 | 09/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Bernard Kelley | 2322275 | 1 | 09/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Lynn Gorman | 3145712 | 4 | 11/03/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Murray Walls | 6686495 | 3 | 09/30/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark William Korlishin | 1336523 | 2 | 09/02/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin B Farr | 5467737 | 2 | 06/25/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward West Mullen | 3042535 | 1 | 03/14/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |