Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Marie Mirabella | 2782930 | 2 | 10/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Charles Serrato | 2458277 | 4 | 03/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Lynn Gorman | 3145712 | 4 | 03/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Betty Luz Martinez-Osorio | 3032166 | 2 | 11/16/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Suzanne Sidler | 2181601 | 1 | 10/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nancy Rae Wickham | 2236960 | 4 | 08/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dianna Lynn Rodgers | 2164479 | 1 | 08/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas K Griffin | 2827369 | 1 | 06/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph E Fortuna | 5272758 | 1 | 05/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Murray Walls | 6686495 | 3 | 04/14/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |